Synopsis
Learn how to start a career in finance. We provide FINRA SIE and Finance Career Tips with industry veterans and instructors.
Episodes
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Reverse stock splits (FINRA Series 7, 9, 65, 66)
02/07/2025 Duration: 03minIn this podcast, we cover the concept of a reverse stock split, why issuers perform them, and how to calculate changes to an investor's portfolio. Achievable has courses with industry-best pass rates for the FINRA SIE, Series 6, 7, 9, 63, 65, and 66. Try our courses for free at https://achievable.me.
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Current yield (FINRA SIE, 7, 65, 66)
25/06/2025 Duration: 05minIn this podcast, we cover the concept of current yield, how to calculate it, and what it tells investors. Achievable has courses with industry-best pass rates for the FINRA SIE, Series 6, 7, 9, 63, 65, and 66. Try our courses for free at https://achievable.me.
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Cash dividends (FINRA SIE, 7, 65, 66)
18/06/2025 Duration: 03minIn this podcast, we provide an analysis of why some common stock issuers pay cash dividends and others do not. Achievable has courses with industry-best pass rates for the FINRA SIE, Series 6, 7, 9, 63, 65, and 66. Try our courses for free at https://achievable.me.
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What is common stock (FINRA SIE, 6, 7, 63, 65, 66)
11/06/2025 Duration: 09minIn this podcast, we cover the fundamentals of common stock equity securities, including an analysis of benefits and various types of issuers. Achievable has courses with industry-best pass rates for the FINRA SIE, Series 6, 7, 9, 63, 65, and 66. Try our courses for free at https://achievable.me.
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Short put basics (FINRA SIE, 6, 7, 9, 65, 66)
04/06/2025 Duration: 10minIn this podcast, we cover the fundamentals of short put option contracts and how investors utilize them. Achievable has courses with industry-best pass rates for the FINRA SIE, Series 6, 7, 9, 63, 65, and 66. Try our courses for free at https://achievable.me.
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Short call basics (FINRA SIE, 6, 7, 9, 65, 66)
28/05/2025 Duration: 10minIn this podcast, we cover the fundamentals of short call option contracts and how investors utilize them. Achievable has courses with industry-best pass rates for the FINRA SIE, Series 6, 7, 9, 63, 65, and 66. Try our courses for free at https://achievable.me.
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Long put basics (FINRA SIE, 6, 7, 9, 65, 66)
21/05/2025 Duration: 09minIn this podcast, we cover the fundamentals of long put option contracts and how investors utilize them. Achievable has courses with industry-best pass rates for the FINRA SIE, Series 6, 7, 9, 63, 65, and 66. Try our courses for free at https://achievable.me.
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Long call basics (FINRA SIE, 6, 7, 9, 65, 66)
14/05/2025 Duration: 10minIn this podcast, we cover the fundamentals of long call option contracts and how investors utilize them. Achievable has courses with industry-best pass rates for the FINRA SIE, Series 6, 7, 9, 63, 65, and 66. Try our courses for free at https://achievable.me.
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Agency vs principal (FINRA SIE, 6, 7, 9, 63, 65, 66)
07/05/2025 Duration: 05minIn this podcast, we cover a heavily tested FINRA topic: principal vs. agency. As a broker, you need to understand what capacity each firm is working under in a transaction. Achievable has courses with industry-best pass rates for the FINRA SIE, Series 6, 7, 9, 63, 65, and 66. Try our courses for free at https://achievable.me.
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How will Federal Reserve rate cuts affect the market for wealth management roles
07/11/2024 Duration: 38minWe recorded this episode before rate cuts started, but what Ken shared still holds true. In this episode, Ken talked through why he expected the Federal Reserve to cut rates, and how this will affect the securities industry and hiring. Achievable is a modern test prep platform for the FINRA SIE, Series 6, 7, 9, 63, 65, and 66. Try our courses for free at https://achievable.me
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FINRA and NASAA exam topics that are surprising people in 2024
18/09/2024 Duration: 23minKen Finnen interacts with hundreds of FINRA test takers per month, so he has a good sense of what's tripping people up. In this episode, Ken shares his insights into what question types, rules and regulations, and suitability questions are confusing people on the FINRA and NASAA exams, and how to beat them. Achievable is a modern test prep platform for the FINRA SIE, Series 6, 7, 9, 63, 65, and 66. Try our courses for free at https://achievable.me
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Why FINRA made the T+1 settlement date change and how it will show up on your exams
05/09/2024 Duration: 15minThe biggest change to FINRA and NASAA exams this year is that settlement dates moved from T+2 to T+1. But what does that mean? In this episode, Ken Finnen, a longtime veteran of the finance industry and FINRA tutor for decades, walks you through what settlement dates are, why this change was made, what it means for the industry, and how to get these questions right on your exams. Achievable is a modern test prep platform for the FINRA SIE, Series 6, 7, 9, 63, 65, and 66. Try our courses for free at https://achievable.me
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Covered puts deep dive (FINRA SIE, Series 4, 7, 9, 65, 66)
12/06/2024 Duration: 14minCovered puts are an option income strategy that is important for traders. These strategies can be tested on the FINRA SIE and Series 4, 7, and 9 exams, as well as on NASAA's Series 65 and 66 exams. Achievable has courses with industry best pass rates for the FINRA SIE, Series 6, 7, 63, 65, and 66. Try our courses for free at https://achievable.me.
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Minimum maintenance in margin accounts (FINRA SIE, Series 7, 9, 10, and NASAA Series 65, 66)
05/06/2024 Duration: 08minIn this podcast, we cover the concept of minimum maintenance in margin accounts. Then we walk you through a practice question that could look similar to an actual test question. Margin accounts can be tested on FINRA's SIE, Series 7, 9, and 10 exams, plus NASAA's Series 65 and 66 exams. This is one of many videos available on the Achievable platform - links to our learning program are above! Achievable has courses with industry best pass rates for the FINRA SIE, Series 6, 7, 63, 65, and 66. Try our courses for free at https://achievable.me.
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Combined equity and short / long margin (Series 7, 9, 10, 65, 66)
29/05/2024 Duration: 07minIn this podcast, we walk through calculating equity in margin accounts and utilizing both long and short equity formulas. Then we work through a practice question that could look similar to an actual test question. Margin accounts are testable on the FINRA Series 7, 9, and 10 exams, as well as the NASAA Series 65 and 66 exams. Achievable has courses with industry best pass rates for the FINRA SIE, Series 6, 7, 63, 65, and 66. Try our courses for free at https://achievable.me.
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Taxes on options (Series 4, Series 7, and Series 9)
22/05/2024 Duration: 13minIn this podcast, we discuss the tax implications of options transactions and work through a practice question for the FINRA Series 7 exam on the topic. Taxes on options can be tested on the FINRA Series 4, 7, and 9 exams. Achievable has courses with industry best pass rates for the FINRA SIE, Series 6, 7, 63, 65, and 66. Try our courses for free at https://achievable.me.
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Options hedging strategies: short stock with long call option (SIE, Series 4, 7, 9, 65, 66)
15/05/2024 Duration: 15minIn this podcast, we walk you through an option hedging strategy that allows you to short stock while capping your downside: short stock and a long call. Options hedging strategies are useful in the real world and also a tested concept on the the FINRA SIE and Series 4, 7, and 9 exams, plus on NASAA's Series 65 and 66 exams. Achievable has courses with industry best pass rates for the FINRA SIE, Series 6, 7, 63, 65, and 66. Try our courses for free at https://achievable.me.
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Naming options spreads (tested on the Series 7 exam)
08/05/2024 Duration: 13minThis podcast is a complete overview of naming option spreads. After going through them with you, we then walk you through a practice question that could be similar to an actual FINRA test question on this topic. Achievable has courses with industry best pass rates for the FINRA SIE, Series 6, 7, 63, 65, and 66. Try our courses for free at https://achievable.me.
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Options strategies: Short straddles (Series 4, 7, 9, 65 and 66)
01/05/2024 Duration: 12minWe discuss short straddle options strategies, their risk & return profile, and how investors utilize them. Additionally, we analyze a practice question that could be similar to an actual test question on this topic. Achievable has courses with industry best pass rates for the FINRA SIE, Series 6, 7, 63, 65, and 66. Try our courses for free at https://achievable.me.
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Options strategies: Long straddles (Series 4, 7, 9, 65 and 66)
24/04/2024 Duration: 12minWe discuss long straddle options strategies, their risk & return profile, and how investors utilize them. Additionally, we analyze a practice question that could be similar to an actual test question on this topic. Achievable has courses with industry best pass rates for the FINRA SIE, Series 6, 7, 63, 65, and 66. Try our courses for free at https://achievable.me.